doc-src/Ref/thm.tex
author wenzelm
Wed, 07 May 1997 17:21:24 +0200
changeset 3135 233aba197bf2
parent 3108 335efc3f5632
child 3485 f27a30a18a17
permissions -rw-r--r--
tuned spaces;
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%% $Id$
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\chapter{Theorems and Forward Proof}
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\index{theorems|(}
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Theorems, which represent the axioms, theorems and rules of
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object-logics, have type \mltydx{thm}.  This chapter begins by
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describing operations that print theorems and that join them in
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forward proof.  Most theorem operations are intended for advanced
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applications, such as programming new proof procedures.  Many of these
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operations refer to signatures, certified terms and certified types,
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which have the \ML{} types {\tt Sign.sg}, {\tt cterm} and {\tt ctyp}
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and are discussed in Chapter~\ref{theories}.  Beginning users should
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ignore such complexities --- and skip all but the first section of
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this chapter.
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The theorem operations do not print error messages.  Instead, they raise
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exception~\xdx{THM}\@.  Use \ttindex{print_exn} to display
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exceptions nicely:
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\begin{ttbox} 
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allI RS mp  handle e => print_exn e;
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{\out Exception THM raised:}
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{\out RSN: no unifiers -- premise 1}
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{\out (!!x. ?P(x)) ==> ALL x. ?P(x)}
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{\out [| ?P --> ?Q; ?P |] ==> ?Q}
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{\out}
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{\out uncaught exception THM}
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\end{ttbox}
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\section{Basic operations on theorems}
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\subsection{Pretty-printing a theorem}
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\index{theorems!printing of}
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\begin{ttbox} 
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prth          : thm -> thm
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prths         : thm list -> thm list
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prthq         : thm Sequence.seq -> thm Sequence.seq
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print_thm     : thm -> unit
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print_goals   : int -> thm -> unit
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string_of_thm : thm -> string
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\end{ttbox}
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The first three commands are for interactive use.  They are identity
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functions that display, then return, their argument.  The \ML{} identifier
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{\tt it} will refer to the value just displayed.
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The others are for use in programs.  Functions with result type {\tt unit}
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are convenient for imperative programming.
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\begin{ttdescription}
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\item[\ttindexbold{prth} {\it thm}]  
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prints {\it thm\/} at the terminal.
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\item[\ttindexbold{prths} {\it thms}]  
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prints {\it thms}, a list of theorems.
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\item[\ttindexbold{prthq} {\it thmq}]  
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prints {\it thmq}, a sequence of theorems.  It is useful for inspecting
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the output of a tactic.
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\item[\ttindexbold{print_thm} {\it thm}]  
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prints {\it thm\/} at the terminal.
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\item[\ttindexbold{print_goals} {\it limit\/} {\it thm}]  
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prints {\it thm\/} in goal style, with the premises as subgoals.  It prints
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at most {\it limit\/} subgoals.  The subgoal module calls {\tt print_goals}
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to display proof states.
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\item[\ttindexbold{string_of_thm} {\it thm}]  
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converts {\it thm\/} to a string.
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\end{ttdescription}
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\subsection{Forward proof: joining rules by resolution}
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\index{theorems!joining by resolution}
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\index{resolution}\index{forward proof}
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\begin{ttbox} 
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RSN : thm * (int * thm) -> thm                 \hfill{\bf infix}
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RS  : thm * thm -> thm                         \hfill{\bf infix}
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MRS : thm list * thm -> thm                    \hfill{\bf infix}
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RLN : thm list * (int * thm list) -> thm list  \hfill{\bf infix}
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RL  : thm list * thm list -> thm list          \hfill{\bf infix}
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MRL : thm list list * thm list -> thm list     \hfill{\bf infix}
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\end{ttbox}
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Joining rules together is a simple way of deriving new rules.  These
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functions are especially useful with destruction rules.  To store
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the result in the theorem database, use \ttindex{bind_thm}
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(\S\ref{ExtractingAndStoringTheProvedTheorem}). 
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\begin{ttdescription}
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\item[\tt$thm@1$ RSN $(i,thm@2)$] \indexbold{*RSN} 
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  resolves the conclusion of $thm@1$ with the $i$th premise of~$thm@2$.
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  Unless there is precisely one resolvent it raises exception
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  \xdx{THM}; in that case, use {\tt RLN}.
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\item[\tt$thm@1$ RS $thm@2$] \indexbold{*RS} 
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abbreviates \hbox{\tt$thm@1$ RSN $(1,thm@2)$}.  Thus, it resolves the
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conclusion of $thm@1$ with the first premise of~$thm@2$.
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\item[\tt {$[thm@1,\ldots,thm@n]$} MRS $thm$] \indexbold{*MRS} 
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  uses {\tt RSN} to resolve $thm@i$ against premise~$i$ of $thm$, for
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  $i=n$, \ldots,~1.  This applies $thm@n$, \ldots, $thm@1$ to the first $n$
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  premises of $thm$.  Because the theorems are used from right to left, it
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  does not matter if the $thm@i$ create new premises.  {\tt MRS} is useful
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  for expressing proof trees.
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\item[\tt$thms@1$ RLN $(i,thms@2)$] \indexbold{*RLN} 
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  joins lists of theorems.  For every $thm@1$ in $thms@1$ and $thm@2$ in
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  $thms@2$, it resolves the conclusion of $thm@1$ with the $i$th premise
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  of~$thm@2$, accumulating the results. 
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\item[\tt$thms@1$ RL $thms@2$] \indexbold{*RL} 
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abbreviates \hbox{\tt$thms@1$ RLN $(1,thms@2)$}. 
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\item[\tt {$[thms@1,\ldots,thms@n]$} MRL $thms$] \indexbold{*MRL} 
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is analogous to {\tt MRS}, but combines theorem lists rather than theorems.
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It too is useful for expressing proof trees.
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\end{ttdescription}
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\subsection{Expanding definitions in theorems}
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\index{meta-rewriting!in theorems}
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\begin{ttbox} 
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rewrite_rule       : thm list -> thm -> thm
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rewrite_goals_rule : thm list -> thm -> thm
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\end{ttbox}
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\begin{ttdescription}
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\item[\ttindexbold{rewrite_rule} {\it defs} {\it thm}]  
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unfolds the {\it defs} throughout the theorem~{\it thm}.
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\item[\ttindexbold{rewrite_goals_rule} {\it defs} {\it thm}]  
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unfolds the {\it defs} in the premises of~{\it thm}, but leaves the
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conclusion unchanged.  This rule underlies \ttindex{rewrite_goals_tac}, but 
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serves little purpose in forward proof.
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\end{ttdescription}
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\subsection{Instantiating a theorem}
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\index{instantiation}
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\begin{ttbox}
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read_instantiate    :            (string * string) list -> thm -> thm
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read_instantiate_sg : Sign.sg -> (string * string) list -> thm -> thm
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cterm_instantiate   :              (cterm * cterm) list -> thm -> thm
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\end{ttbox}
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These meta-rules instantiate type and term unknowns in a theorem.  They are
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occasionally useful.  They can prevent difficulties with higher-order
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unification, and define specialized versions of rules.
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\begin{ttdescription}
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\item[\ttindexbold{read_instantiate} {\it insts} {\it thm}] 
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processes the instantiations {\it insts} and instantiates the rule~{\it
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thm}.  The processing of instantiations is described
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in \S\ref{res_inst_tac}, under {\tt res_inst_tac}.  
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Use {\tt res_inst_tac}, not {\tt read_instantiate}, to instantiate a rule
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and refine a particular subgoal.  The tactic allows instantiation by the
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subgoal's parameters, and reads the instantiations using the signature
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associated with the proof state.
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Use {\tt read_instantiate_sg} below if {\it insts\/} appears to be treated
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incorrectly.
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\item[\ttindexbold{read_instantiate_sg} {\it sg} {\it insts} {\it thm}]
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  resembles \hbox{\tt read_instantiate {\it insts} {\it thm}}, but reads
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  the instantiations under signature~{\it sg}.  This is necessary to
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  instantiate a rule from a general theory, such as first-order logic,
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  using the notation of some specialized theory.  Use the function {\tt
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    sign_of} to get a theory's signature.
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\item[\ttindexbold{cterm_instantiate} {\it ctpairs} {\it thm}] 
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is similar to {\tt read_instantiate}, but the instantiations are provided
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as pairs of certified terms, not as strings to be read.
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\end{ttdescription}
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\subsection{Miscellaneous forward rules}\label{MiscellaneousForwardRules}
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\index{theorems!standardizing}
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\begin{ttbox} 
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standard         :           thm -> thm
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zero_var_indexes :           thm -> thm
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make_elim        :           thm -> thm
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rule_by_tactic   : tactic -> thm -> thm
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\end{ttbox}
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\begin{ttdescription}
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\item[\ttindexbold{standard} $thm$] puts $thm$ into the standard form
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  of object-rules.  It discharges all meta-assumptions, replaces free
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  variables by schematic variables, renames schematic variables to
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  have subscript zero, also strips outer (meta) quantifiers and
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  removes dangling sort hypotheses.
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\item[\ttindexbold{zero_var_indexes} $thm$] 
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makes all schematic variables have subscript zero, renaming them to avoid
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clashes. 
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\item[\ttindexbold{make_elim} $thm$] 
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\index{rules!converting destruction to elimination}
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converts $thm$, a destruction rule of the form $\List{P@1;\ldots;P@m}\Imp
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Q$, to the elimination rule $\List{P@1; \ldots; P@m; Q\Imp R}\Imp R$.  This
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is the basis for destruct-resolution: {\tt dresolve_tac}, etc.
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\item[\ttindexbold{rule_by_tactic} {\it tac} {\it thm}] 
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  applies {\it tac\/} to the {\it thm}, freezing its variables first, then
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  yields the proof state returned by the tactic.  In typical usage, the
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  {\it thm\/} represents an instance of a rule with several premises, some
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  with contradictory assumptions (because of the instantiation).  The
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  tactic proves those subgoals and does whatever else it can, and returns
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  whatever is left.
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\end{ttdescription}
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\subsection{Taking a theorem apart}
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\index{theorems!taking apart}
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\index{flex-flex constraints}
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\begin{ttbox} 
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concl_of      : thm -> term
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prems_of      : thm -> term list
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nprems_of     : thm -> int
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tpairs_of     : thm -> (term*term)list
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stamps_of_thy : thm -> string ref list
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theory_of_thm : thm -> theory
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dest_state    : thm*int -> (term*term)list*term list*term*term
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rep_thm       : thm -> {\ttlbrace}prop: term, hyps: term list, der: deriv, 
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                        maxidx: int, sign: Sign.sg, shyps: sort list\ttrbrace
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\end{ttbox}
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\begin{ttdescription}
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\item[\ttindexbold{concl_of} $thm$] 
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returns the conclusion of $thm$ as a term.
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\item[\ttindexbold{prems_of} $thm$] 
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returns the premises of $thm$ as a list of terms.
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\item[\ttindexbold{nprems_of} $thm$] 
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returns the number of premises in $thm$, and is equivalent to {\tt
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  length(prems_of~$thm$)}.
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\item[\ttindexbold{tpairs_of} $thm$] 
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returns the flex-flex constraints of $thm$.
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\item[\ttindexbold{stamps_of_thm} $thm$] 
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returns the \rmindex{stamps} of the signature associated with~$thm$.
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\item[\ttindexbold{theory_of_thm} $thm$]
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returns the theory associated with $thm$.
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\item[\ttindexbold{dest_state} $(thm,i)$] 
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decomposes $thm$ as a tuple containing a list of flex-flex constraints, a
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list of the subgoals~1 to~$i-1$, subgoal~$i$, and the rest of the theorem
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(this will be an implication if there are more than $i$ subgoals).
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\item[\ttindexbold{rep_thm} $thm$] decomposes $thm$ as a record containing the
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  statement of~$thm$ ({\tt prop}), its list of meta-assumptions ({\tt hyps}),
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  its derivation ({\tt der}), a bound on the maximum subscript of its
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  unknowns ({\tt maxidx}), and its signature ({\tt sign}).  The {\tt shyps}
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  field is discussed below.
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\end{ttdescription}
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\subsection{*Sort hypotheses} 
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\index{sort hypotheses}
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\begin{ttbox} 
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force_strip_shyps : bool ref \hfill{\bf initially true}
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\end{ttbox}
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\begin{ttdescription}
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\item[\ttindexbold{force_strip_shyps}]
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causes sort hypotheses to be deleted, printing a warning.
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\end{ttdescription}
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Isabelle's type variables are decorated with sorts, constraining them to
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certain ranges of types.  This has little impact when sorts only serve for
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syntactic classification of types --- for example, FOL distinguishes between
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terms and other types.  But when type classes are introduced through axioms,
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this may result in some sorts becoming {\em empty\/}: where one cannot exhibit
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a type belonging to it because certain axioms are unsatisfiable.
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If a theorem contains a type variable that is constrained by an empty
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sort, then that theorem has no instances. It is basically an instance
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of {\em ex falso quodlibet}.  But what if it is used to prove another
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theorem that no longer involves that sort?  The latter theorem holds
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only if under an additional non-emptiness assumption.
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Therefore, Isabelle's theorems carry around sort hypotheses. The {\tt
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shyps} field is a list of sorts occurring in type variables in the current
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{\tt prop} and {\tt hyps} fields.  It may also includes sorts used in the
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theorem's proof that no longer appear in the {\tt prop} or {\tt hyps}
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fields --- so-called {\em dangling\/} sort constraints. These are the
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critical ones, asserting non-emptiness of the corresponding sorts.
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Isabelle tries to remove extraneous sorts from the {\tt shyps} field whenever
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non-emptiness can be established by looking at the theorem's signature: from
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the {\tt arities} information, etc.  Because its current implementation is
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highly incomplete, the flag shown above is available.  Setting it to true (the
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default) allows existing proofs to run.
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\subsection{Tracing flags for unification}
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\index{tracing!of unification}
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\begin{ttbox} 
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Unify.trace_simp   : bool ref \hfill{\bf initially false}
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Unify.trace_types  : bool ref \hfill{\bf initially false}
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Unify.trace_bound  : int ref \hfill{\bf initially 10}
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Unify.search_bound : int ref \hfill{\bf initially 20}
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\end{ttbox}
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Tracing the search may be useful when higher-order unification behaves
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unexpectedly.  Letting {\tt res_inst_tac} circumvent the problem is easier,
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though.
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\begin{ttdescription}
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\item[Unify.trace_simp := true;] 
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causes tracing of the simplification phase.
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\item[Unify.trace_types := true;] 
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generates warnings of incompleteness, when unification is not considering
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all possible instantiations of type unknowns.
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\item[Unify.trace_bound := $n$;] 
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causes unification to print tracing information once it reaches depth~$n$.
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Use $n=0$ for full tracing.  At the default value of~10, tracing
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information is almost never printed.
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\item[Unify.search_bound := $n$;] 
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causes unification to limit its search to depth~$n$.  Because of this
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bound, higher-order unification cannot return an infinite sequence, though
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it can return a very long one.  The search rarely approaches the default
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value of~20.  If the search is cut off, unification prints {\tt
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***Unification bound exceeded}.
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\end{ttdescription}
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\section{Primitive meta-level inference rules}
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\index{meta-rules|(}
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These implement the meta-logic in {\sc lcf} style, as functions from theorems
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to theorems.  They are, rarely, useful for deriving results in the pure
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theory.  Mainly, they are included for completeness, and most users should
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not bother with them.  The meta-rules raise exception \xdx{THM} to signal
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malformed premises, incompatible signatures and similar errors.
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\index{meta-assumptions}
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The meta-logic uses natural deduction.  Each theorem may depend on
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meta-level assumptions.  Certain rules, such as $({\Imp}I)$,
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discharge assumptions; in most other rules, the conclusion depends on all
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of the assumptions of the premises.  Formally, the system works with
lcp@104
   338
assertions of the form
lcp@104
   339
\[ \phi \quad [\phi@1,\ldots,\phi@n], \]
wenzelm@3108
   340
where $\phi@1$,~\ldots,~$\phi@n$ are the assumptions.  This can be
wenzelm@3108
   341
also read as a single conclusion sequent $\phi@1,\ldots,\phi@n \vdash
wenzelm@3108
   342
\phi$. Do not confuse meta-level assumptions with the object-level
wenzelm@3108
   343
assumptions in a subgoal, which are represented in the meta-logic
wenzelm@3108
   344
using~$\Imp$.
lcp@104
   345
lcp@104
   346
Each theorem has a signature.  Certified terms have a signature.  When a
lcp@104
   347
rule takes several premises and certified terms, it merges the signatures
lcp@104
   348
to make a signature for the conclusion.  This fails if the signatures are
lcp@104
   349
incompatible. 
lcp@104
   350
lcp@326
   351
\index{meta-implication}
lcp@332
   352
The {\bf implication} rules are $({\Imp}I)$
lcp@104
   353
and $({\Imp}E)$:
lcp@104
   354
\[ \infer[({\Imp}I)]{\phi\Imp \psi}{\infer*{\psi}{[\phi]}}  \qquad
lcp@104
   355
   \infer[({\Imp}E)]{\psi}{\phi\Imp \psi & \phi}  \]
lcp@104
   356
lcp@326
   357
\index{meta-equality}
lcp@104
   358
Equality of truth values means logical equivalence:
lcp@104
   359
\[ \infer[({\equiv}I)]{\phi\equiv\psi}{\infer*{\psi}{[\phi]} &
lcp@286
   360
                                       \infer*{\phi}{[\psi]}}  
lcp@104
   361
   \qquad
lcp@104
   362
   \infer[({\equiv}E)]{\psi}{\phi\equiv \psi & \phi}   \]
lcp@104
   363
lcp@332
   364
The {\bf equality} rules are reflexivity, symmetry, and transitivity:
lcp@104
   365
\[ {a\equiv a}\,(refl)  \qquad
lcp@104
   366
   \infer[(sym)]{b\equiv a}{a\equiv b}  \qquad
lcp@104
   367
   \infer[(trans)]{a\equiv c}{a\equiv b & b\equiv c}   \]
lcp@104
   368
lcp@326
   369
\index{lambda calc@$\lambda$-calculus}
lcp@104
   370
The $\lambda$-conversions are $\alpha$-conversion, $\beta$-conversion, and
lcp@104
   371
extensionality:\footnote{$\alpha$-conversion holds if $y$ is not free
lcp@104
   372
in~$a$; $(ext)$ holds if $x$ is not free in the assumptions, $f$, or~$g$.}
lcp@104
   373
\[ {(\lambda x.a) \equiv (\lambda y.a[y/x])}    \qquad
lcp@104
   374
   {((\lambda x.a)(b)) \equiv a[b/x]}           \qquad
lcp@104
   375
   \infer[(ext)]{f\equiv g}{f(x) \equiv g(x)}   \]
lcp@104
   376
lcp@332
   377
The {\bf abstraction} and {\bf combination} rules let conversions be
lcp@332
   378
applied to subterms:\footnote{Abstraction holds if $x$ is not free in the
lcp@104
   379
assumptions.}
lcp@104
   380
\[  \infer[(abs)]{(\lambda x.a) \equiv (\lambda x.b)}{a\equiv b}   \qquad
lcp@104
   381
    \infer[(comb)]{f(a)\equiv g(b)}{f\equiv g & a\equiv b}   \]
lcp@104
   382
lcp@326
   383
\index{meta-quantifiers}
lcp@332
   384
The {\bf universal quantification} rules are $(\Forall I)$ and $(\Forall
lcp@104
   385
E)$:\footnote{$(\Forall I)$ holds if $x$ is not free in the assumptions.}
lcp@104
   386
\[ \infer[(\Forall I)]{\Forall x.\phi}{\phi}        \qquad
lcp@286
   387
   \infer[(\Forall E)]{\phi[b/x]}{\Forall x.\phi}   \]
lcp@104
   388
lcp@104
   389
lcp@326
   390
\subsection{Assumption rule}
lcp@326
   391
\index{meta-assumptions}
lcp@104
   392
\begin{ttbox} 
wenzelm@3108
   393
assume: cterm -> thm
lcp@104
   394
\end{ttbox}
lcp@326
   395
\begin{ttdescription}
lcp@104
   396
\item[\ttindexbold{assume} $ct$] 
lcp@332
   397
makes the theorem \(\phi \;[\phi]\), where $\phi$ is the value of~$ct$.
lcp@104
   398
The rule checks that $ct$ has type $prop$ and contains no unknowns, which
lcp@332
   399
are not allowed in assumptions.
lcp@326
   400
\end{ttdescription}
lcp@104
   401
lcp@326
   402
\subsection{Implication rules}
lcp@326
   403
\index{meta-implication}
lcp@104
   404
\begin{ttbox} 
wenzelm@3108
   405
implies_intr      : cterm -> thm -> thm
wenzelm@3108
   406
implies_intr_list : cterm list -> thm -> thm
lcp@104
   407
implies_intr_hyps : thm -> thm
lcp@104
   408
implies_elim      : thm -> thm -> thm
lcp@104
   409
implies_elim_list : thm -> thm list -> thm
lcp@104
   410
\end{ttbox}
lcp@326
   411
\begin{ttdescription}
lcp@104
   412
\item[\ttindexbold{implies_intr} $ct$ $thm$] 
lcp@104
   413
is $({\Imp}I)$, where $ct$ is the assumption to discharge, say~$\phi$.  It
lcp@332
   414
maps the premise~$\psi$ to the conclusion $\phi\Imp\psi$, removing all
lcp@332
   415
occurrences of~$\phi$ from the assumptions.  The rule checks that $ct$ has
lcp@332
   416
type $prop$. 
lcp@104
   417
lcp@104
   418
\item[\ttindexbold{implies_intr_list} $cts$ $thm$] 
lcp@104
   419
applies $({\Imp}I)$ repeatedly, on every element of the list~$cts$.
lcp@104
   420
lcp@104
   421
\item[\ttindexbold{implies_intr_hyps} $thm$] 
lcp@332
   422
applies $({\Imp}I)$ to discharge all the hypotheses (assumptions) of~$thm$.
lcp@332
   423
It maps the premise $\phi \; [\phi@1,\ldots,\phi@n]$ to the conclusion
lcp@104
   424
$\List{\phi@1,\ldots,\phi@n}\Imp\phi$.
lcp@104
   425
lcp@104
   426
\item[\ttindexbold{implies_elim} $thm@1$ $thm@2$] 
lcp@104
   427
applies $({\Imp}E)$ to $thm@1$ and~$thm@2$.  It maps the premises $\phi\Imp
lcp@104
   428
\psi$ and $\phi$ to the conclusion~$\psi$.
lcp@104
   429
lcp@104
   430
\item[\ttindexbold{implies_elim_list} $thm$ $thms$] 
lcp@104
   431
applies $({\Imp}E)$ repeatedly to $thm$, using each element of~$thms$ in
wenzelm@151
   432
turn.  It maps the premises $\List{\phi@1,\ldots,\phi@n}\Imp\psi$ and
lcp@104
   433
$\phi@1$,\ldots,$\phi@n$ to the conclusion~$\psi$.
lcp@326
   434
\end{ttdescription}
lcp@104
   435
lcp@326
   436
\subsection{Logical equivalence rules}
lcp@326
   437
\index{meta-equality}
lcp@104
   438
\begin{ttbox} 
lcp@326
   439
equal_intr : thm -> thm -> thm 
lcp@326
   440
equal_elim : thm -> thm -> thm
lcp@104
   441
\end{ttbox}
lcp@326
   442
\begin{ttdescription}
lcp@104
   443
\item[\ttindexbold{equal_intr} $thm@1$ $thm@2$] 
lcp@332
   444
applies $({\equiv}I)$ to $thm@1$ and~$thm@2$.  It maps the premises~$\psi$
lcp@332
   445
and~$\phi$ to the conclusion~$\phi\equiv\psi$; the assumptions are those of
lcp@332
   446
the first premise with~$\phi$ removed, plus those of
lcp@332
   447
the second premise with~$\psi$ removed.
lcp@104
   448
lcp@104
   449
\item[\ttindexbold{equal_elim} $thm@1$ $thm@2$] 
lcp@104
   450
applies $({\equiv}E)$ to $thm@1$ and~$thm@2$.  It maps the premises
lcp@104
   451
$\phi\equiv\psi$ and $\phi$ to the conclusion~$\psi$.
lcp@326
   452
\end{ttdescription}
lcp@104
   453
lcp@104
   454
lcp@104
   455
\subsection{Equality rules}
lcp@326
   456
\index{meta-equality}
lcp@104
   457
\begin{ttbox} 
wenzelm@3108
   458
reflexive  : cterm -> thm
lcp@104
   459
symmetric  : thm -> thm
lcp@104
   460
transitive : thm -> thm -> thm
lcp@104
   461
\end{ttbox}
lcp@326
   462
\begin{ttdescription}
lcp@104
   463
\item[\ttindexbold{reflexive} $ct$] 
wenzelm@151
   464
makes the theorem \(ct\equiv ct\). 
lcp@104
   465
lcp@104
   466
\item[\ttindexbold{symmetric} $thm$] 
lcp@104
   467
maps the premise $a\equiv b$ to the conclusion $b\equiv a$.
lcp@104
   468
lcp@104
   469
\item[\ttindexbold{transitive} $thm@1$ $thm@2$] 
lcp@104
   470
maps the premises $a\equiv b$ and $b\equiv c$ to the conclusion~${a\equiv c}$.
lcp@326
   471
\end{ttdescription}
lcp@104
   472
lcp@104
   473
lcp@104
   474
\subsection{The $\lambda$-conversion rules}
lcp@326
   475
\index{lambda calc@$\lambda$-calculus}
lcp@104
   476
\begin{ttbox} 
wenzelm@3108
   477
beta_conversion : cterm -> thm
lcp@104
   478
extensional     : thm -> thm
wenzelm@3108
   479
abstract_rule   : string -> cterm -> thm -> thm
lcp@104
   480
combination     : thm -> thm -> thm
lcp@104
   481
\end{ttbox} 
lcp@326
   482
There is no rule for $\alpha$-conversion because Isabelle regards
lcp@326
   483
$\alpha$-convertible theorems as equal.
lcp@326
   484
\begin{ttdescription}
lcp@104
   485
\item[\ttindexbold{beta_conversion} $ct$] 
lcp@104
   486
makes the theorem $((\lambda x.a)(b)) \equiv a[b/x]$, where $ct$ is the
lcp@104
   487
term $(\lambda x.a)(b)$.
lcp@104
   488
lcp@104
   489
\item[\ttindexbold{extensional} $thm$] 
lcp@104
   490
maps the premise $f(x) \equiv g(x)$ to the conclusion $f\equiv g$.
lcp@104
   491
Parameter~$x$ is taken from the premise.  It may be an unknown or a free
lcp@332
   492
variable (provided it does not occur in the assumptions); it must not occur
lcp@104
   493
in $f$ or~$g$.
lcp@104
   494
lcp@104
   495
\item[\ttindexbold{abstract_rule} $v$ $x$ $thm$] 
lcp@104
   496
maps the premise $a\equiv b$ to the conclusion $(\lambda x.a) \equiv
lcp@104
   497
(\lambda x.b)$, abstracting over all occurrences (if any!) of~$x$.
lcp@104
   498
Parameter~$x$ is supplied as a cterm.  It may be an unknown or a free
lcp@332
   499
variable (provided it does not occur in the assumptions).  In the
lcp@104
   500
conclusion, the bound variable is named~$v$.
lcp@104
   501
lcp@104
   502
\item[\ttindexbold{combination} $thm@1$ $thm@2$] 
lcp@104
   503
maps the premises $f\equiv g$ and $a\equiv b$ to the conclusion~$f(a)\equiv
lcp@104
   504
g(b)$.
lcp@326
   505
\end{ttdescription}
lcp@104
   506
lcp@104
   507
lcp@326
   508
\subsection{Forall introduction rules}
lcp@326
   509
\index{meta-quantifiers}
lcp@104
   510
\begin{ttbox} 
wenzelm@3108
   511
forall_intr       : cterm      -> thm -> thm
wenzelm@3108
   512
forall_intr_list  : cterm list -> thm -> thm
wenzelm@3108
   513
forall_intr_frees :               thm -> thm
lcp@104
   514
\end{ttbox}
lcp@104
   515
lcp@326
   516
\begin{ttdescription}
lcp@104
   517
\item[\ttindexbold{forall_intr} $x$ $thm$] 
lcp@104
   518
applies $({\Forall}I)$, abstracting over all occurrences (if any!) of~$x$.
lcp@104
   519
The rule maps the premise $\phi$ to the conclusion $\Forall x.\phi$.
lcp@104
   520
Parameter~$x$ is supplied as a cterm.  It may be an unknown or a free
lcp@332
   521
variable (provided it does not occur in the assumptions).
lcp@104
   522
lcp@104
   523
\item[\ttindexbold{forall_intr_list} $xs$ $thm$] 
lcp@104
   524
applies $({\Forall}I)$ repeatedly, on every element of the list~$xs$.
lcp@104
   525
lcp@104
   526
\item[\ttindexbold{forall_intr_frees} $thm$] 
lcp@104
   527
applies $({\Forall}I)$ repeatedly, generalizing over all the free variables
lcp@104
   528
of the premise.
lcp@326
   529
\end{ttdescription}
lcp@104
   530
lcp@104
   531
lcp@326
   532
\subsection{Forall elimination rules}
lcp@104
   533
\begin{ttbox} 
wenzelm@3108
   534
forall_elim       : cterm      -> thm -> thm
wenzelm@3108
   535
forall_elim_list  : cterm list -> thm -> thm
wenzelm@3108
   536
forall_elim_var   :        int -> thm -> thm
wenzelm@3108
   537
forall_elim_vars  :        int -> thm -> thm
lcp@104
   538
\end{ttbox}
lcp@104
   539
lcp@326
   540
\begin{ttdescription}
lcp@104
   541
\item[\ttindexbold{forall_elim} $ct$ $thm$] 
lcp@104
   542
applies $({\Forall}E)$, mapping the premise $\Forall x.\phi$ to the conclusion
lcp@104
   543
$\phi[ct/x]$.  The rule checks that $ct$ and $x$ have the same type.
lcp@104
   544
lcp@104
   545
\item[\ttindexbold{forall_elim_list} $cts$ $thm$] 
lcp@104
   546
applies $({\Forall}E)$ repeatedly, on every element of the list~$cts$.
lcp@104
   547
lcp@104
   548
\item[\ttindexbold{forall_elim_var} $k$ $thm$] 
lcp@104
   549
applies $({\Forall}E)$, mapping the premise $\Forall x.\phi$ to the conclusion
lcp@104
   550
$\phi[\Var{x@k}/x]$.  Thus, it replaces the outermost $\Forall$-bound
lcp@104
   551
variable by an unknown having subscript~$k$.
lcp@104
   552
lcp@104
   553
\item[\ttindexbold{forall_elim_vars} $ks$ $thm$] 
lcp@104
   554
applies {\tt forall_elim_var} repeatedly, for every element of the list~$ks$.
lcp@326
   555
\end{ttdescription}
lcp@104
   556
lcp@326
   557
\subsection{Instantiation of unknowns}
lcp@326
   558
\index{instantiation}
lcp@104
   559
\begin{ttbox} 
wenzelm@3135
   560
instantiate: (indexname * ctyp){\thinspace}list * (cterm * cterm){\thinspace}list -> thm -> thm
lcp@104
   561
\end{ttbox}
lcp@326
   562
\begin{ttdescription}
lcp@326
   563
\item[\ttindexbold{instantiate} ($tyinsts$, $insts$) $thm$] 
lcp@326
   564
simultaneously substitutes types for type unknowns (the
lcp@104
   565
$tyinsts$) and terms for term unknowns (the $insts$).  Instantiations are
lcp@104
   566
given as $(v,t)$ pairs, where $v$ is an unknown and $t$ is a term (of the
lcp@104
   567
same type as $v$) or a type (of the same sort as~$v$).  All the unknowns
lcp@104
   568
must be distinct.  The rule normalizes its conclusion.
lcp@326
   569
\end{ttdescription}
lcp@104
   570
lcp@104
   571
lcp@326
   572
\subsection{Freezing/thawing type unknowns}
lcp@326
   573
\index{type unknowns!freezing/thawing of}
lcp@104
   574
\begin{ttbox} 
lcp@104
   575
freezeT: thm -> thm
lcp@104
   576
varifyT: thm -> thm
lcp@104
   577
\end{ttbox}
lcp@326
   578
\begin{ttdescription}
lcp@104
   579
\item[\ttindexbold{freezeT} $thm$] 
lcp@104
   580
converts all the type unknowns in $thm$ to free type variables.
lcp@104
   581
lcp@104
   582
\item[\ttindexbold{varifyT} $thm$] 
lcp@104
   583
converts all the free type variables in $thm$ to type unknowns.
lcp@326
   584
\end{ttdescription}
lcp@104
   585
lcp@104
   586
lcp@104
   587
\section{Derived rules for goal-directed proof}
lcp@104
   588
Most of these rules have the sole purpose of implementing particular
lcp@104
   589
tactics.  There are few occasions for applying them directly to a theorem.
lcp@104
   590
lcp@104
   591
\subsection{Proof by assumption}
lcp@326
   592
\index{meta-assumptions}
lcp@104
   593
\begin{ttbox} 
lcp@104
   594
assumption    : int -> thm -> thm Sequence.seq
lcp@104
   595
eq_assumption : int -> thm -> thm
lcp@104
   596
\end{ttbox}
lcp@326
   597
\begin{ttdescription}
lcp@104
   598
\item[\ttindexbold{assumption} {\it i} $thm$] 
lcp@104
   599
attempts to solve premise~$i$ of~$thm$ by assumption.
lcp@104
   600
lcp@104
   601
\item[\ttindexbold{eq_assumption}] 
lcp@104
   602
is like {\tt assumption} but does not use unification.
lcp@326
   603
\end{ttdescription}
lcp@104
   604
lcp@104
   605
lcp@104
   606
\subsection{Resolution}
lcp@326
   607
\index{resolution}
lcp@104
   608
\begin{ttbox} 
lcp@104
   609
biresolution : bool -> (bool*thm)list -> int -> thm
lcp@104
   610
               -> thm Sequence.seq
lcp@104
   611
\end{ttbox}
lcp@326
   612
\begin{ttdescription}
lcp@104
   613
\item[\ttindexbold{biresolution} $match$ $rules$ $i$ $state$] 
lcp@326
   614
performs bi-resolution on subgoal~$i$ of $state$, using the list of $\it
lcp@104
   615
(flag,rule)$ pairs.  For each pair, it applies resolution if the flag
lcp@104
   616
is~{\tt false} and elim-resolution if the flag is~{\tt true}.  If $match$
lcp@104
   617
is~{\tt true}, the $state$ is not instantiated.
lcp@326
   618
\end{ttdescription}
lcp@104
   619
lcp@104
   620
lcp@104
   621
\subsection{Composition: resolution without lifting}
lcp@326
   622
\index{resolution!without lifting}
lcp@104
   623
\begin{ttbox}
lcp@104
   624
compose   : thm * int * thm -> thm list
lcp@104
   625
COMP      : thm * thm -> thm
lcp@104
   626
bicompose : bool -> bool * thm * int -> int -> thm
lcp@104
   627
            -> thm Sequence.seq
lcp@104
   628
\end{ttbox}
lcp@104
   629
In forward proof, a typical use of composition is to regard an assertion of
lcp@104
   630
the form $\phi\Imp\psi$ as atomic.  Schematic variables are not renamed, so
lcp@104
   631
beware of clashes!
lcp@326
   632
\begin{ttdescription}
lcp@104
   633
\item[\ttindexbold{compose} ($thm@1$, $i$, $thm@2$)] 
lcp@104
   634
uses $thm@1$, regarded as an atomic formula, to solve premise~$i$
lcp@104
   635
of~$thm@2$.  Let $thm@1$ and $thm@2$ be $\psi$ and $\List{\phi@1; \ldots;
lcp@104
   636
\phi@n} \Imp \phi$.  For each $s$ that unifies~$\psi$ and $\phi@i$, the
lcp@104
   637
result list contains the theorem
lcp@104
   638
\[ (\List{\phi@1; \ldots; \phi@{i-1}; \phi@{i+1}; \ldots; \phi@n} \Imp \phi)s.
lcp@104
   639
\]
lcp@104
   640
lcp@1119
   641
\item[$thm@1$ \ttindexbold{COMP} $thm@2$] 
lcp@104
   642
calls \hbox{\tt compose ($thm@1$, 1, $thm@2$)} and returns the result, if
lcp@326
   643
unique; otherwise, it raises exception~\xdx{THM}\@.  It is
lcp@104
   644
analogous to {\tt RS}\@.  
lcp@104
   645
lcp@104
   646
For example, suppose that $thm@1$ is $a=b\Imp b=a$, a symmetry rule, and
lcp@332
   647
that $thm@2$ is $\List{P\Imp Q; \neg Q} \Imp\neg P$, which is the
lcp@104
   648
principle of contrapositives.  Then the result would be the
lcp@104
   649
derived rule $\neg(b=a)\Imp\neg(a=b)$.
lcp@104
   650
lcp@104
   651
\item[\ttindexbold{bicompose} $match$ ($flag$, $rule$, $m$) $i$ $state$]
lcp@104
   652
refines subgoal~$i$ of $state$ using $rule$, without lifting.  The $rule$
lcp@104
   653
is taken to have the form $\List{\psi@1; \ldots; \psi@m} \Imp \psi$, where
lcp@326
   654
$\psi$ need not be atomic; thus $m$ determines the number of new
lcp@104
   655
subgoals.  If $flag$ is {\tt true} then it performs elim-resolution --- it
lcp@104
   656
solves the first premise of~$rule$ by assumption and deletes that
lcp@104
   657
assumption.  If $match$ is~{\tt true}, the $state$ is not instantiated.
lcp@326
   658
\end{ttdescription}
lcp@104
   659
lcp@104
   660
lcp@104
   661
\subsection{Other meta-rules}
lcp@104
   662
\begin{ttbox} 
wenzelm@3108
   663
trivial            : cterm -> thm
lcp@104
   664
lift_rule          : (thm * int) -> thm -> thm
lcp@104
   665
rename_params_rule : string list * int -> thm -> thm
wenzelm@3108
   666
rewrite_cterm      : thm list -> cterm -> thm
lcp@104
   667
flexflex_rule      : thm -> thm Sequence.seq
lcp@104
   668
\end{ttbox}
lcp@326
   669
\begin{ttdescription}
lcp@104
   670
\item[\ttindexbold{trivial} $ct$] 
lcp@104
   671
makes the theorem \(\phi\Imp\phi\), where $\phi$ is the value of~$ct$.
lcp@104
   672
This is the initial state for a goal-directed proof of~$\phi$.  The rule
lcp@104
   673
checks that $ct$ has type~$prop$.
lcp@104
   674
lcp@104
   675
\item[\ttindexbold{lift_rule} ($state$, $i$) $rule$] \index{lifting}
lcp@104
   676
prepares $rule$ for resolution by lifting it over the parameters and
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assumptions of subgoal~$i$ of~$state$.
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\item[\ttindexbold{rename_params_rule} ({\it names}, {\it i}) $thm$] 
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uses the $names$ to rename the parameters of premise~$i$ of $thm$.  The
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names must be distinct.  If there are fewer names than parameters, then the
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   682
rule renames the innermost parameters and may modify the remaining ones to
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   683
ensure that all the parameters are distinct.
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   684
\index{parameters!renaming}
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   685
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   686
\item[\ttindexbold{rewrite_cterm} $defs$ $ct$]
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transforms $ct$ to $ct'$ by repeatedly applying $defs$ as rewrite rules; it
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returns the conclusion~$ct\equiv ct'$.  This underlies the meta-rewriting
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tactics and rules.
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\index{meta-rewriting!in terms}
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\item[\ttindexbold{flexflex_rule} $thm$]  \index{flex-flex constraints}
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removes all flex-flex pairs from $thm$ using the trivial unifier.
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   694
\end{ttdescription}
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\index{meta-rules|)}
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\section{Proof objects}\label{sec:proofObjects}
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\index{proof objects|(} Isabelle can record the full meta-level proof of each
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theorem.  The proof object contains all logical inferences in detail, while
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   701
omitting bookkeeping steps that have no logical meaning to an outside
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observer.  Rewriting steps are recorded in similar detail as the output of
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   703
simplifier tracing.  The proof object can be inspected by a separate
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   704
proof-checker, or used to generate human-readable proof digests.
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   705
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   706
Full proof objects are large.  They multiply storage requirements by about
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seven; attempts to build large logics (such as {\sc zf} and {\sc hol}) may
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fail.  Isabelle normally builds minimal proof objects, which include only uses
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   709
of oracles.  You can also request an intermediate level of detail, containing
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   710
uses of oracles, axioms and theorems.  These smaller proof objects indicate a
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   711
theorem's dependencies.
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   712
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   713
Isabelle provides proof objects for the sake of transparency.  Their aim is to
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increase your confidence in Isabelle.  They let you inspect proofs constructed
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by the classical reasoner or simplifier, and inform you of all uses of
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oracles.  Seldom will proof objects be given whole to an automatic
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proof-checker: none has been written.  It is up to you to examine and
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interpret them sensibly.  For example, when scrutinizing a theorem's
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   719
derivation for dependence upon some oracle or axiom, remember to scrutinize
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   720
all of its lemmas.  Their proofs are included in the main derivation, through
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   721
the {\tt Theorem} constructor.
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   722
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   723
Proof objects are expressed using a polymorphic type of variable-branching
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   724
trees.  Proof objects (formally known as {\em derivations\/}) are trees
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labelled by rules, where {\tt rule} is a complicated datatype declared in the
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   726
file {\tt Pure/thm.ML}.
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\begin{ttbox} 
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   728
datatype 'a mtree = Join of 'a * 'a mtree list;
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datatype rule     = \(\ldots\);
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   730
type deriv        = rule mtree;
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   731
\end{ttbox}
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%
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Each theorem's derivation is stored as the {\tt der} field of its internal
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   734
record: 
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   735
\begin{ttbox} 
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   736
#der (rep_thm conjI);
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   737
{\out Join (Theorem "conjI", [Join (MinProof,[])]) : deriv}
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   738
\end{ttbox}
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   739
This proof object identifies a labelled theorem, {\tt conjI}, whose underlying
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   740
proof has not been recorded; all we have is {\tt MinProof}.
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   741
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   742
Nontrivial proof objects are unreadably large and complex.  Isabelle provides
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   743
several functions to help you inspect them informally.  These functions omit
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   744
the more obscure inferences and attempt to restructure the others into natural
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   745
formats, linear or tree-structured.
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   746
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   747
\begin{ttbox} 
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   748
keep_derivs  : deriv_kind ref
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   749
Deriv.size   : deriv -> int
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   750
Deriv.drop   : 'a mtree * int -> 'a mtree
paulson@1590
   751
Deriv.linear : deriv -> deriv list
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   752
Deriv.tree   : deriv -> Deriv.orule mtree
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   753
\end{ttbox}
paulson@1590
   754
paulson@1590
   755
\begin{ttdescription}
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   756
\item[\ttindexbold{keep_derivs} := MinDeriv $|$ ThmDeriv $|$ FullDeriv;] 
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specifies one of the three options for keeping derivations.  They can be
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   758
minimal (oracles only), include theorems and axioms, or be full.
paulson@1590
   759
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   760
\item[\ttindexbold{Deriv.size} $der$] yields the size of a derivation,
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   761
  excluding lemmas.
paulson@1590
   762
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   763
\item[\ttindexbold{Deriv.drop} ($tree$,$n$)] returns the subtree $n$ levels
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   764
  down, always following the first child.  It is good for stripping off
paulson@1590
   765
  outer level inferences that are used to put a theorem into standard form.
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   766
paulson@1590
   767
\item[\ttindexbold{Deriv.linear} $der$] converts a derivation into a linear
paulson@1590
   768
  format, replacing the deep nesting by a list of rules.  Intuitively, this
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   769
  reveals the single-step Isabelle proof that is constructed internally by
paulson@1590
   770
  tactics.  
paulson@1590
   771
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   772
\item[\ttindexbold{Deriv.tree} $der$] converts a derivation into an
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   773
  object-level proof tree.  A resolution by an object-rule is converted to a
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   774
  tree node labelled by that rule.  Complications arise if the object-rule is
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   775
  itself derived in some way.  Nested resolutions are unravelled, but other
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   776
  operations on rules (such as rewriting) are left as-is.  
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   777
\end{ttdescription}
paulson@1590
   778
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   779
Functions {\tt Deriv.linear} and {\tt Deriv.tree} omit the proof of any named
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   780
theorems (constructor {\tt Theorem}) they encounter in a derivation.  Applying
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   781
them directly to the derivation of a named theorem is therefore pointless.
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   782
Use {\tt Deriv.drop} with argument~1 to skip over the initial {\tt Theorem}
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   783
constructor.
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   784
paulson@2040
   785
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   786
\index{proof objects|)}
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   787
\index{theorems|)}